The Spirit as Adversary of the Soul

Chapter 37

The Act of Comprehension and the Birth of Being

The central thesis can be stated precisely: No experience passes through the act of comprehension unchanged. The act of comprehension establishes boundaries within flowing experience, and through these boundaries, the world is split into subject and object, thing and property, existence and non-existence.

Most radically, Klages argues that animals, despite sophisticated perceptual abilities, do not experience being at all. They live in a world of attractive and repulsive essences but never in a world of objects possessing independent existence. The deer perceives the meadow but never asks why trees do not stand there. This capacity belongs exclusively to thinking beings.

The implications are profound. If consciousness creates being rather than discovering it, then objectivity is not primordial but derivative. The world of facts, things, and independent existences is constructed through the mind's boundary-setting activity. And the source of this activity lies in the self—the time-constant pivot where life and spirit meet.

Klages begins with a fundamental principle: "If life and spirit are connected in the personal self, then nothing can happen on the side of life without a concomitant effect on the side of spirit, and equally nothing on the side of spirit without a concomitant effect on the side of life."

This mutual implication means that consciousness is not a passive observer but an active transformer. "The realization of the spiritual act coincides with the creation of a deposition of the spiritual act in the available life area."

More simply: "No experience passes through the act of comprehension unchanged."

Previously, Klages assigned consciousness the role of "remote observer" whose pauses have no influence on experiential contents. This was only provisional. In reality, "the moments of its wakefulness decisively determine the course of events."

How? "The identity of consciousness consists in the fact that a vitality which allows the intervention of the spiritual act is immediately and uniquely changed by the actual occurring act, even in depth."

From the life side, this appears as receptivity to the spiritual act. From the spirit side, it appears as "the imagination of the act's success in a receptive space of life." The productive intellect requires a receptive intellect—spirit requires life as its medium.

Klages provides empirical evidence from Wilhelm Wundt's experiments. Subjects shown five color-graded discs—white, light gray, gray, dark gray, black—can easily recognize each shade after a single presentation and correctly identify them later.

However, with more shades—up to nine—this happens "only after the introduction of distinguishing names" for the newly added shades. Wundt suspects that even the performance with five shades receives hidden assistance from commonly available color names.

The interpretation: "Since names correspond to concepts, we may conclude that the extended series is indeed captured piece by piece, but only when provided with descriptive labels does it become conceptually organized upon capture."

The key insight: "When we identify the conceptually defined rather than the conceptually undefined, it necessarily follows that the impression of the act of comprehension is transformed."

The act of naming transforms what is perceived. The same visual stimuli produce different experiential contents depending on whether they have been conceptually organized.

Klages provides a more striking example: hearing a foreign language.

"Imagine during the conversation of two people, two others present—one who understands their language and one who does not. The magnitude of the difference in their auditory impressions is hardly conceivable."

The one who understands perceives "a sequence of articulated sounds." The one who does not hears "a confused jumble of vocal noises."

The physical stimuli—the sound waves—are identical. Yet the experiential contents differ radically. Why? Because one listener possesses the conceptual framework that organizes the sounds into meaningful units, while the other does not.

Similarly, consider "a sheet full of Chinese characters, viewed by a literate Chinese person versus a European unfamiliar with Chinese. The visual impressions differ fundamentally."

Or consider unclear handwriting that "may no longer allow any letter to be deciphered when carefully isolated from context—yet it remains readable in the context of the text."

The act's performance "transforms the impression into the internalization of its conceptual existence." It does not add something external to the impression but restructures the impression itself.

This transformation occurs in "the experience of meaning with which every sensory process concludes," not in isolated sensations.

When someone cannot identify color shades despite recognizing them, "it is not because he did not recognize the color—he can very well recall having just seen it. Rather, despite his recognition, he could not identify the individual color as the same."

The problem is not memory but identification. "This necessarily implies that the performance of identification is distinction and nothing else."

What enables the judgment "one disc is light gray and the other gray" is "the maintenance of a line separating gray from light gray. As far as the name has assisted me, it must have been due to its ability to designate the questionable dividing line."

The name does not merely label a pre-existing distinction. It establishes the boundary that makes distinction possible.

An objection arises: Animals also differentiate. Animals also recognize and distinguish things. A sparrow mistakes a scarecrow for a human—showing it can differentiate humans from non-humans even if imperfectly.

But Klages insists on "clear understanding of the fundamental difference between both types of differentiation. This depends on appreciating the difference between the object of thought and the experienced significance content of its sign."

Consider the color judgment again. "Whoever can judge 'this is the gray, that is the light gray disc' would undoubtedly be able, if explicitly asked, to also judge that they mean the sameness of the thus named colors and not the colored things themselves."

The judgment refers to colors, not to colored objects. The person distinguishes the color from the thing bearing the color.

"The line that separates the conceptual content of one color designation from another also separates each of the two colors from the thing to which they are attached."

This double separation—color from color, and color from thing—requires conceptual thought. It requires recognizing properties as distinct from their substrates.

Moreover, "in order to distinguish what is meant by 'gray' from what is meant by 'light gray,' we must already have an understanding of what is meant by 'color in general'—which stands in relation to the colored material or thing as a property to its substrate."

We need the general concept of color to distinguish specific colors conceptually.

"Nothing even remotely similar occurs in the understanding of animals, for which all meaning units that they seek or flee are on the level of either attractive or repulsive beings."

The animal responds to the whole experienced effect. "Whether an animal responds with recognizing behavior to a light, a color, a sound, a smell, a movement, or the massive body itself—it always responds to the experienced effect of a being."

The bull attacks the red cloth "out of aversion to the essence of redness or at least glaring redness." It "does not distinguish the red color from the body that bears it. Thus, despite its ability to recognize red and certainly not confuse it with blue, it nevertheless does not possess the conceptual content of the red concept and therefore also not of the color concept."

The animal differentiates through "kinship and contrast," not through "knowledge of the limits" of what is understood. "In contrast, it is content boundaries alone whose effectiveness enables us to comprehend."

What exactly is a boundary? "Far from creating forms or images, the mere boundary signifies only the end of one thing, the beginning of another—thus contains none of the separated conditions."

The boundary itself is nothing. It has no positive content. "While the conditions remain what they are without boundary awareness, boundary awareness, if extractable from any life context, would coincide with the awareness of nothingness."

Yet boundaries are essential for comprehension. "If one considers that the concept of boundary indeed includes what is to be bounded, it could be countered that the boundary, by its nature of an unreal nothingness, also threatens with annihilation what it bounds, as it tears it out of the universe."

This anticipates the Eleatic problem. "Since every openness of content concerning boundary drawing would only indicate that it has not yet occurred here, we can only consider the universally bounded as the subject of a contemplation seeking to understand the essence of comprehension."

But a universally bounded entity, "as completely cut out from reality, could no longer be compared to anything and thus would no longer stand in any relation to anything."

The Eleatics grasped this immediately: beings must be unchangeable in content. But "if we replace transformation—without which being could not be conceived—with succession of different circumstances, then from the impossibility of understanding transformation arises the impossibility of understanding difference."

If difference cannot be comprehended, neither can multiplicity. "Thus a yawning gap opens between any arbitrary general concept and the 'cases' to which it is to be applied."

Stilpon illustrated this with his famous example: "What is shown to me here is not cabbage; for cabbage existed ten thousand years ago, so this is not cabbage."

The concept refers to differences from other plants. But "this is only made present with the aid of the 'idea' of a particular cabbage head—of which absolutely nothing is contained in those differences. Consequently, the individual cabbage head and the 'cabbage in general' exclude each other."

This reveals "the self-contradiction of understanding" itself. How can the universal concept apply to particular instances when the concept and the instance exclude each other?

Association psychology and traditional logic assume that general concepts arise through abstraction—by omitting what distinguishes particular instances. See many trees, omit their differences, and you have the concept "tree."

But this cannot work. "If the ideologue seeks his fortune with a priori ideas, the sensualist bothers him at every turn with the quasi-opposite question of how he manages to apply concepts that are not detached from reality."

Both sides miss the truth: "As surely as there would be no concepts without the mind, it cannot be the work of the mind that has conferred generality upon the general concept and ultimately every concept."

Where does generality come from? From experience itself. "Units of meaning based on perception have an inherent tendency toward generalization which extends beyond the scope of their conceptual sense."

Klages provides the example of the boy and the hamster family: A four to five-year-old boy saw animals depicted in a picture book labeled "hamster family" whose round, expansive forms gave him pleasure.

Days later, encountering a boy with chubby cheeks, he exclaimed: "You little, little hamster family!" The laughter this provoked bewildered him because "he had seen in the boy a hamster family."

Only later did he understand the boy was not a hamster family. But initially, "the exceedingly wide differences between the image of a hamster family and the sight of a chubby-cheeked child had been completely obliterated by the common trait of roundness."

This exemplifies that "it is the psychological resonance to elementary similarities of images—more precisely of the image forms—that establish units of meaning in original experience which, if we measure them against concepts, surpass the later crystallized objects of thought in generality."

The boy did not confuse anything. He initially ascribed to "hamster family" a meaning corresponding to "plastic roundness"—a much more general significance than the conceptual definition.

"It was a certain individual whose sight first provided material for that image, and as soon as a second person appeared, he seemed to be the same as the first, indeed the same as him."

This is original generality: "Beings renewing themselves in similar image forms." Only later does abstraction intervene, "by replacing meaning units with concepts, contexts with abstract relations."

Therefore: "General meaning units do not arise from the essentially dividing activity of the mind, but due to experienced contexts. Only after they have arisen does the abstraction process intervene."

Having established how general meanings arise and how boundaries create concepts, Klages now addresses the fundamental transformation: how experience becomes being.

"The most original transformation of impression, thus through simple attention, consists in the reversal of the mirrored counterpart of an image into the only conceivable counterpart of the existing something and thus in the reversal of the mirrored experience itself into the sense of meaning of the reality of a being."

Let me unpack this carefully. We established that perception involves vital reflection—the mirroring of flowing images into standing presence. But comprehension adds something beyond this mirroring: it transforms the reflected image into an existing object.

"Every act of comprehension, thus the very first as well as the very last, includes a positing of being, insofar as it takes place only with regard to a being world."

The simplest perceptual judgment—"there is something"—already posits being. It transforms the experienced image into something that exists independently of the experience.

"In the judgment 'one is gray, the other light gray,' lies the possibility that gray and light gray may be. But therein is the insight into the difference between gray and light gray from gray or light gray colored things."

The color as conceptual object differs from the color as perceptual quality. "The thing identical with itself changes its color among other things. The object, however, which the concept of gray or light gray defines, never changes."

This is the key distinction. Things transform, but beings—objects of thought—remain self-identical. The transformation of experience into being creates unchanging existence from changing appearance.

"The same act that forces us to bind an experienced reality into the bonds of being separates the experiential content from the reality and would let it fade into the non-spacetime point, if not for the experienced pull of the images, also taking up the form of being in the object from the connecting reality bond."

The boundary isolates, but the experienced connection prevents complete annihilation. The result: concepts that are both universal (non-spatial, non-temporal) and applicable (related to spatiotemporal appearances).

Now comes Klages' most radical claim: "No animal, even with the most adapted behaviors to the reality of various events, ever experiences even the precondition of the judgment: there is something—and lives accordingly, despite a thousandfold similarities of its perception with our perception, in a fundamentally different reality than we do."

Consider: "Can I judge 'there is something,' then also 'it was there or was not there,' and 'it will be there or will probably not,' and then also: 'here it could be, even if it is not here!'"

These judgments involve possibility, past, future—modes of being beyond present actuality.

"But who would not completely pause in surprise if one wanted to persuade him that the deer not only perceives the meadow but occasionally also asks or acts according to the question: why do there not stand some trees here on the meadow?"

The deer perceives what is present. But it does not wonder about what could be but is not. It does not conceive of absent possibilities or counterfactual states.

"If one says no to this, one should not overlook that one has denied the condition of judgments of being in the experience of animals!"

The capacity to conceive absent possibilities requires the positing of being. Without being, there is no could-be, no should-be, no might-have-been.

Animals live in a world of appearing essences, not existing objects. "Even the perceptive animal continuously experiences something encountered as foreign, different from its own state, but not something different from a self."

This final distinction is crucial. Animals experience otherness but not objectivity. They encounter beings but not objects. The transformation of otherness into objectivity requires self-consciousness.

Consciousness does not observe experience—it transforms it through boundary-setting. The act of comprehension establishes limits within flowing experience, creating the world of discrete objects, properties, and relations.

This transformation is possible only because being already resides within us as the self—the time-constant pivot where life and spirit meet. Only because we exist as selves do images reflect back as independently existing points.

The fundamental act is the positing of being. The simplest perception—"there is something"—already transforms mirrored experience into existing object. And this transformation splits the world into subject and object, thing and property, existence and possibility.

Animals, lacking self-consciousness, do not perform this transformation. They live in a world of attractive and repulsive essences, kinship and contrast, but never in a world of objects possessing independent existence.

The price of consciousness is the narrowing of life. Each boundary established by the mind limits our feeling of reality. Yet this narrowing also creates the possibility of thought, science, and all achievements of human understanding.

Spirit compels us to separate. Vitality enables us to reconnect the separated. Thinking consciousness is knowledge of mutually related differences—made possible only by the union of these antagonistic principles in the personal self.